Topics in Halakhic Thought – Lecture 24
This transcript was produced automatically using artificial intelligence. There may be inaccuracies in the transcribed content and in speaker identification.
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Table of Contents
- General Overview
- Jewish law, facts, and the conceptual-value stage
- The arbitrariness of the line, authority, and expertise
- Moving to the topic of halakhic ruling and the example of “an orphaned daughter’s Kaddish”
- Methodology for writing a responsum and valid sources
- First-order halakhic ruling and second-order halakhic ruling
- Formal authority and substantive authority, and the role of the halakhic decisor
- Leniency and stringency as expanding options, not as convenience
- A Torah thought on Pekudei of the Tabernacle and the quotations
Summary
General Overview
The lecturer presents a three-stage model for halakhic decision-making as opposed to factual expertise, in which between presenting the facts and applying the norm there is a required conceptual-value decision of setting a threshold within vague concepts. He raises the question whether there is a “correct line” or only a “correct range,” and whether the authority to decide rests on expertise, intuition, or only formal authority. He then moves to a sharp critique of writing halakhic responsa that begin with collecting precedents and names of halakhic decisors instead of first presenting valid normative clauses, and argues that a halakhic decisor does not “permit” or “constitute” the law but functions as an expert who uncovers the law from sources that possess formal authority. Later he defines leniency and stringency not according to convenience in life but according to the number of legitimate halakhic options that the ruling opens or closes, and demonstrates how opening an option may later lead to obligation by force of other rules, such as the laws of doubts or the prohibition of taking God’s name in vain.
Jewish law, facts, and the conceptual-value stage
The lecturer argues that the accepted model of division of labor between an expert and a judge or halakhic decisor as a two-stage model is unrealistic, because between determining the facts and applying the norm there is an additional stage: determining the relevant conceptual threshold. He illustrates this with permitted speed: a graph of risk as a function of speed is not enough without deciding from what point it counts as “dangerous,” and that decision is normative rather than factual, and therefore belongs to the value-decider rather than the expert. He ties this to the naturalistic fallacy, which emphasizes the gap between facts and norms, and to the sorites paradox, which requires setting a threshold in vague concepts that live on a continuum, such as “dangerous,” “human being,” “disease,” “red,” and “afternoon.” He explains that in legal, medical, and ethical contexts binary lines are required for decision-making even though the concepts themselves are continuous, and therefore drawing the line is a value-laden act.
The arbitrariness of the line, authority, and expertise
The lecturer asks whether the line set within a vague concept is an arbitrary line or whether it has some kind of correctness, and suggests that at the very least there is a “correct range” within which the line ought to pass, alongside lines that are clearly incorrect. He sharpens the point that the authority to draw the line is given to the halakhic decisor or to the Sanhedrin by virtue of their being the deciding body, similar to a judge who chooses between experts in court even though he is not as much of an expert as they are. He presents a distinction between acting by formal authority and acting by substantive authority or intuition, and leaves open the question whether a halakhic decisor has a better ability to “hit” the correct line even if such a line exists. He criticizes the concept of da’at Torah as dubious, mystical, and baseless, and reinterprets “the visual recognition of a Torah scholar” as a matter of trust in his not lying, not as some unique perceptual superiority. He argues that the dilemma about a correct line and reliance on experts also exists in secular society, such as in defining disease by the American Psychiatric Association, and presents this as a parallel structure to the claim about da’at Torah.
Moving to the topic of halakhic ruling and the example of “an orphaned daughter’s Kaddish”
The lecturer describes a recurring feeling that halakhic responsa and articles “don’t work properly” methodologically, and gives as an example the ruling of the rabbis and women rabbis of Beit Hillel regarding an orphaned daughter’s Kaddish. He argues that the structure of the responsum, which relied on stories of custom and assorted sources instead of identifying a binding halakhic clause that creates a prohibition, is a mistaken structure, and he proposes a short answer: “Obviously it is permitted, because there is no reason whatsoever to prohibit it.” He uses the principle of legality from legal theory to argue that in Jewish law the default is permission, and the burden of proof always rests on the one who prohibits, who must point to a prohibition or obligation from a valid source. He defines the halakhic decisor’s starting point as “permitted” until one finds a well-grounded halakhic source that forbids it, and argues that if there is no relevant clause, there is no discussion and no need to collect precedents.
Methodology for writing a responsum and valid sources
The lecturer argues that the correct way to write a responsum begins with a list of normative “clauses” that must be discussed, such as Torah-level commandments, rabbinic commandments, Torah-level prohibitions, rabbinic prohibitions, and customs, and only afterward a systematic analysis of definitions, views, reasoning, and precedents within each clause, and finally an integrated bottom line. He argues that sources that do not possess formal authority are not themselves clauses for discussion, and therefore statements like “it seems to me proper to prohibit” among medieval and later authorities do not create a prohibition. He limits valid clauses to decisions of the Sanhedrin, the Torah, and the Talmud, and permits using medieval and later authorities only as interpreters of those sources, not as legislators. He presents human dignity as a law that appears in the Talmud and therefore can be a clause, but argues that the discussion should be whether it applies to the case, not a bare appeal to authority. He criticizes the tendency to innovate rabbinic prohibitions based on a feeling of propriety, and illustrates this with the example of the prohibition of poultry cooked in milk, which was created only after a rabbinic court enacted it.
First-order halakhic ruling and second-order halakhic ruling
The lecturer defines second-order ruling as ruling according to precedents, quotations from halakhic decisors, and weighing their positions; by contrast, first-order ruling is ruling that begins with sources possessing formal authority and also ends with them, in a decision based on what the halakhic decisor understands to be the content of the authoritative source. He argues that deciding merely on the basis of “the majority of decisors” is itself a second-order form of decision-making, unless that majority persuades the decisor about what is written in the Talmud or Torah. He sets two conditions for first-order ruling: a methodology that begins from valid clauses, and autonomous decision-making according to one’s understanding of the authoritative sources, while using medieval and later authorities as experts with substantive authority rather than as binding sources. He describes the Mishnah Berurah as close to second-order ruling in both methodology and style of decision-making, and distinguishes between writing bottom-line conclusions and presenting a full process, as in the Beit Yosef.
Formal authority and substantive authority, and the role of the halakhic decisor
The lecturer brings the picture back to the question of authority and distinguishes between formal authority, which obligates obedience “because of who he is,” and substantive authority of an expert, whom one listens to “because he is probably right.” He argues that only one who possesses formal authority can innovate prohibitions, whereas an expert with substantive authority can interpret existing prohibitions but cannot legislate. He presents the halakhic decisor as an expert in Jewish law and as a halakhic adviser who uncovers the law rather than constituting it, in opposition to the common notion of “the rabbi permitted it for me.” He argues that if the decisor made a mistake, the matter remains prohibited despite his words, and if the matter is permitted, it is permitted even without a ruling, and therefore it is the questioner who decides what to do after receiving expert information. He distinguishes the halakhic decisor from a judge, because a judge creates monetary obligation through the very act of his ruling, whereas a halakhic decisor does not confer constitutive force on permission or prohibition.
Leniency and stringency as expanding options, not as convenience
The lecturer raises a question about defining leniency and stringency through the example of driving on the Sabbath to save one’s son, and shows that it is a leniency in the laws of Sabbath and a stringency in the laws of saving life, so the label depends on point of view. He challenges the principle that in cases of doubt regarding blessings one is lenient, and argues that the prohibition against reciting a blessing in doubt stems from concern over taking God’s name in vain and not from the leniency itself. He defines leniency as exemption from obligation that leaves two options open before the other prohibition closes one of them. He tells a story from “The Haggadah of Brisk” about the Beit HaLevi presenting “seven leniencies,” such as praying the evening prayer until dawn, fasting on Rosh Hashanah, fasting two days on Yom Kippur, and counting the Omer with a blessing, and shows that they are perceived as bothersome even though conceptually they are leniencies. He formulates the definition: leniency is opening more legitimate halakhic options, and stringency is narrowing the options, even if the option that was opened is burdensome in practice. He explains that opening an option can lead to obligation by force of other rules, such as being stringent in a Torah-level doubt, and therefore the leniency itself is not the later obligation but the condition that makes it possible.
A Torah thought on Pekudei of the Tabernacle and the quotations
The Torah portion segment presents “These are the accounts of the Tabernacle, the Tabernacle of Testimony” as Moses’ accounting for the silver and gold in order to teach that one must be clear before God and before Israel, even though the Torah testifies of him, “In all My house he is trusted.” It interprets “the Tabernacle of Testimony” as testimony to all who come into the world that the Holy One, blessed be He, forgave Israel for the sin of the Golden Calf, and concludes with verses about the Divine Presence resting there: “And they shall make Me a sanctuary, and I shall dwell among them” and “The cloud covered the Tent of Meeting, and the glory of the Lord filled the Tabernacle,” along with the blessing, “May it be God’s will that we merit the resting of the Divine Presence in all the work of our hands. Be strong, be strong, and let us be strengthened.” After that appears a long continuous quotation from the portion of Pekudei including details of the gold, silver, and copper of the elevation-offering, the counts of the shekels and talents, and the making of the sacred garments, the ephod, the breastplate, the robe, and the golden bells, “as the Lord commanded Moses.”
Full Transcript
[Speaker A] Let’s begin. I just want to ask that cameras be turned on. Okay? Now with cameras on. Okay, Orel, Shilo, okay? Can you turn them on? Yes, I turned mine on. Good, let’s begin.
[Rabbi Michael Abraham] Last time I finished, or almost finished, the discussion of the relationship between Jewish law and facts. And the last part of that discussion dealt with the way decisions are made by an expert and a halakhic decisor or judge. And the claim was that, contrary to the accepted model regarding the division of labor between these two, which is a two-stage model—that is, the expert gives the facts and the judge or halakhic decisor determines what norms apply to those facts—the real or realistic model is a model of three stages, not two. And there is another stage in the middle, and that stage is basically setting the relevant conceptual threshold. When I talk about permitted speed on the road, the expert can give me a graph of risk as a function of speed, but that’s not enough to determine what is permitted and what is forbidden. You have to set a conceptual threshold that says from what point this is dangerous. What percentage of risk is considered dangerous in this context? And therefore the determination whether a certain speed is dangerous or not, which on the face of it looks to us like a factual determination, is actually not a factual determination; it is a normative determination. And therefore this determination has to be made by what I called the value-decider and not by the expert. And then, after we determine that this speed is dangerous, the halakhic decisor comes in at the third stage and says, okay, at a dangerous speed it is forbidden to drive. That is a purely normative determination. Okay? So that was basically the claim in a nutshell. I tied it to two philosophical phenomena: one of them is the naturalistic fallacy, the gap that exists—the essential gap that exists—between facts and norms, such that you cannot derive norms from facts; there always has to be some mediating rule or connecting rule, and therefore the expert’s determination will never be enough to determine what norm applies in such a situation, and that is the distinction between the first and third stages. And why do we need the second stage in the middle? Because of the sorites paradox. I spoke briefly about the sorites paradox. I said that in order to determine concepts that are vague concepts, fuzzy concepts as they’re called, then basically you have to draw some threshold for the purpose you are dealing with. So if I ask from when a fetus is considered a human being, then I say the doctor can draw me some kind of graph of what functions the fetus has at every age it reaches. But in the end, when you ask me from when this is a human being, there is no simple answer. You can say he’s 0.1 human after two months of pregnancy, he’s 0.2 human after two and a half months, he’s 0.5 human after four months, he’s 0.8 human after eight months, he’s human when he’s born. Some kind of graph like that, doesn’t matter. Okay? Now exactly where, from when, I call him a human being—that is a conceptual decision that does not concern facts. It is not the business of the expert, of the professional. It is basically a value determination. For the purpose of the discussion of abortion, for example, you have to determine who is called a human being for the purpose of this discussion, or what the threshold of the concept “human being” is for the purpose of this discussion. What underlies this need to determine a threshold is what I called the sorites paradox, which is basically characteristic of every everyday concept, like a heap, baldness, afternoon, the color red, whatever you like. That is, every everyday concept you take can be presented across a continuum and one can show that in fact you cannot speak in terms of whether this is a table or not a table. You can speak about how much tableness there is in this object. Or you cannot speak about whether something is a heap of gravel stones or not a heap. You can speak about the degree of heap-ness this pile of stones has. Okay? So in everyday concepts—I say everyday concepts as opposed to mathematical concepts—then in everyday concepts you really have to speak in terms of a continuum and not in terms of a binary concept. Yes bird, no bird; yes table, no table; yes red, no red; yes afternoon, no afternoon; dark, illuminated, dangerous, human being. Every one of those concepts, all of them without exception, are concepts that really live on a continuum, and you cannot distinguish between human being and not a human being. You can speak about the level of human-ness present in each creature. Now, in different contexts, we nevertheless need to decide whether something counts as a human being or does not count as a human being, or something is a heap or not a heap, or something is afternoon or not afternoon. Legal contexts, medical contexts, ethical contexts, whatever. And therefore we draw lines. We draw lines and determine from when something is dangerous, from when something is a human being, from when something is a disease, if you remember we spoke about that too, and so on. The question I just want to finish with, because I didn’t manage to address it in the previous meeting and then I’ll move to another topic, is whether the line in question is an arbitrary line. Because I argued—and this is a serious question, I don’t have a simple answer to it—I argued that drawing the line, say on the graph of speeds and risks, cannot be done by an expert. A transportation expert cannot determine what percentage of risk ought to count as dangerous. That’s a normative decision, not a professional and not a factual one. Is there a right and a wrong here? Say you want to determine the permitted speed on the Haifa-Tel Aviv highway. So the expert from the Technion gives you the risk graph. At fifty kilometers per hour the chance of being harmed is a quarter of a percent, at eighty it’s half a percent, and so on, a whole graph up to two hundred, three hundred, or eight hundred. Okay, a graph of risks. Now I need to draw the line: what percentage of risk will count as dangerous, and that will basically determine the permitted speed. I’m asking whether there is a real line. So it’s not the transportation expert who can determine that for me. But is there some kind of expertise in setting such lines? Or not—are we basically dealing with an arbitrary decision? You can draw the line wherever you want, and therefore it’s just an arbitrary decision. In other words, what I really want to ask is the following question: when the halakhic decisor comes to the second stage—not the third stage. In the first stage they give him the graph. In the second stage he draws a line and determines: this is dangerous. Or, down below, the resulting speed is ninety, and now wearing his hat as a halakhic decisor he says: okay, above ninety it is forbidden to drive. Because one may not drive at a dangerous speed. I’m talking about the second stage, where he determines what is called dangerous in this matter. Not that it is forbidden to drive at a dangerous speed—that is a normative determination—but what is called dangerous. Okay? That’s the second stage. Now I’m asking: is this stage one the halakhic decisor is supposed to do because he is an expert in it, or because it is his authority? Do you understand the difference?
[Speaker D] First of all, it seems to me it’s his authority, but I think he also has intuition. Many years maybe created in him more intuition than in me or in person X or Y.
[Rabbi Michael Abraham] So you’re actually saying several things here. First of all you’re saying that regardless of the question of expertise, clearly he has authority. The authority is given to the halakhic decisor, to the Sanhedrin for now—leave me alone with contemporary decisors who don’t really have authority over anything—but say the Sanhedrin, okay? The Sanhedrin is sitting over the matter. So now the question is: by virtue of what does the Sanhedrin act when it performs an action or makes a decision of this kind? By virtue of authority or by virtue of expertise? Or, if you remember our discussion about authorities, is this formal authority or substantive authority? And correspondingly, does someone simply need to decide? And the Sanhedrin that determines the law is the one authorized to determine where the line passes. Who else would determine it? Someone has to determine it, and the final station that determines it in the end is the Sanhedrin—just as a court that is sitting over a matter in order to adjudicate between two people who come before it. The court also needs to determine what the facts were, and only afterward does it determine what norms apply to those facts. First of all it has to determine: was there a loan or wasn’t there a loan? Was the loan repaid or wasn’t it repaid? After that it determines: if there was a loan and it was not repaid, the law says you have to pay, you have to repay. That is law. But I’m talking about the facts, not the law. Was there a loan, and was it repaid? In that area, ostensibly, it’s not the judges’ expertise; they are not experts in the realm of facts. To find out what happened, send a private investigator; he specializes in clarifying facts. The judges are experts in Jewish law. So by what right do the judges have the mandate to determine the relevant facts—whether there was a loan or not, and whether there was repayment? The answer is: by virtue of authority, because in the end they are the ones who need to make the decision. A decision like that also involves factual determinations. And since they have the authority to make the decision, included within that is also the authority to make the factual determinations. Not necessarily because they are experts at it, but simply because they are the body that is supposed to make the decision. Now they can make use of experts and everything else, but in the end they have to decide which expert’s view to accept and whether to accept an expert opinion at all. It’s all their decision even though they are not experts. That means that first of all, the decision-making body is also authorized to determine the facts relevant to those decisions. By the way, that’s also how it works in court, of course. In court there are experts on behalf of the prosecution and on behalf of the defense and on behalf of the defense and on behalf of the attack. Okay. Now the experts of course disagree with one another: was the person sane or not sane? Okay, who determines? The judge. What, is he a better psychiatrist than the psychiatrist for the defense and the prosecution? Why should he determine? They are both greater experts than he is. Because he was authorized. That’s what there is to it. He has to make the decision. Without giving him the authority to determine the facts, he won’t be able to make the decision either, right? Therefore in the final analysis even the professional factual decision ultimately comes into the hands of the judge, of the normative decider. And the same in Jewish law. Therefore it’s clear that beyond everything else, first of all the halakhic decisor has the authority to do this, because without being able to draw the line he also won’t be able to rule on the Jewish law. And since he has the authority to rule on the Jewish law, that includes giving him the authority to draw the line, exactly as we saw earlier in court. That’s obvious. The question is whether there is something beyond that. That is formal authority. The question is whether there is also substantive authority here, as we discussed, like that of an expert. Or in other words: does the halakhic decisor or judge have an intuition that helps him arrive at the correct line with a higher probability, say, than other people? But before that there is an even earlier question: is there a correct line? Assuming there is a correct line, we can ask a further question—whether the judge will hit it with a higher probability than I will. But first of all there is the question whether there is any correct line at all. So I want to touch on that question a little. Look, maybe there isn’t a correct line, but there is a correct range. I think everyone would agree with that. That is, clearly driving on the Haifa-Tel Aviv highway at 200 kilometers per hour is beyond the permitted speed. That seems to me true—not an arbitrary determination, but a real determination. On the other hand, it is clear that the permitted speed has to be above twenty kilometers per hour, because at twenty kilometers per hour you’ll get from Haifa to Tel Aviv in five hours, maybe even a bit more. No, that’s not practical, not sensible, there is no logic in that. Therefore it seems to me that I am bounding from both sides some range within which the correct line is supposed to pass. It cannot be said that this determination is completely arbitrary. It may be that there is no single sharp correct line, it may be that there is a correct range, but there are also lines that are incorrect. That is, there are speeds such that if you determine them, you’ve made a mistake. Now within that range, say between forty and one hundred thirty, or between fifty and one hundred thirty on the Haifa-Tel Aviv highway, maybe there is no correct answer, and maybe even there there is a precise correct answer or the most correct answer, okay? I don’t know. But it is not true that it is entirely arbitrary. Now assuming there is a correct line—an assumption I don’t know how to ground and I’m not sure it is correct—because again, even with the question of correctness you can draw a graph. It is correct to degree 0.1, correct to degree 0.2, and then you can say fifty is correct to degree 0.1, one hundred thirty is correct to degree one and a half, if you like. I am looking for the one—where is the one located? Okay? So it may be that there really is no such thing as correct; there are only different levels of correctness, and the question is at what level I draw the line. So even in this meta-discussion about correctness, there too I can apply the logic of continuity, this fuzzy logic that you raised. But even if there really is a correct line, there is still the question whether the halakhic decisor here is acting out of some kind of intuition and we trust that with a relatively high probability he is right—that is, he is hitting the correct line—or not; perhaps this remains in the realm of formal authority. He has no special ability to arrive at the correct line even if such a line exists, no ability at all, but since it falls under his authority, he is the one who will have to draw the line. And I leave that as an open question; I don’t know how to answer it. Some people would say—and by the way one can speak here in the language of da’at Torah—that he has some kind of da’at Torah by which he says: it seems to me that eighty kilometers per hour is the reasonable speed on the Haifa-Tel Aviv highway. But in order to call it da’at Torah you have to assume there is a correct line, and if there is a correct line, the claim that he has da’at Torah means that he has a high chance of arriving at it, of hitting the correct line. But you assumed there is a correct line. And even after you assume a correct line, this claim about da’at Torah—who says so? I mean, it may really be only a matter of formal authority and not skill, not an ability to hit the correct line; rather, because the authority is his, he is the one who determines the line. I just want to note that the concept of da’at Torah has always seemed to me metaphysically dubious, mystical, and lacking any real basis, but people often bring in this context “the visual recognition of a Torah scholar,” that a Torah scholar has visual recognition; that’s what the Talmud says. But that’s not true—the Talmud doesn’t say that. The Talmud says that a lost object is returned to a Torah scholar based on visual recognition, and a Torah scholar who comes to claim a lost object from me after I found it does not have to give identifying signs. I can return the lost object even without signs if based on his visual recognition he tells me: yes, this is my lost object, I am the owner. But the reason for that—what the Talmud says there—is because we do not suspect a Torah scholar of lying, not because a Torah scholar has visual recognition and an ordinary person does not. Everyone has visual recognition of their own possessions; they know how to identify their own possessions. But with someone who is not a Torah scholar, we fear perhaps he is lying. This common yeshiva notion of the visual recognition of a Torah scholar is of course a distortion. It is not the concept the Talmud is talking about when it speaks of the visual recognition of a Torah scholar. The Talmud is talking about the visual recognition every person has of his own property, and with a Torah scholar we trust that when he says he has visual recognition, he is not lying. Anyway, all I wanted to note—and with this I’ll finish this segment—is that this discussion is not only in the halakhic realm. The concept of da’at Torah immediately throws us into Torah, halakhic, religious contexts and the like. I could ask the same question about a judge, a legislator, a traffic officer, or the director-general of the Ministry of Transportation, I don’t know, whoever determines these rules. There too I could ask the question: when they determine the permitted speed on the road as ninety kilometers per hour, is it because in their estimation that really is the correct line? Is there a correct line at all, or not? And even if there is a correct line, is the decision-making mechanism established by the legislator—or appointing experts and officials and so on to make the decision—really an optimal decision mechanism in the sense that there is a high chance that it hits the truth better than if I would just come and decide something, or not? Is it only a matter of formal authority? In other words, do the director-general of the Ministry of Transportation and those experts from the Technion and their combination have da’at Torah? That’s a big question. Because one could say that if you are in close contact with a topic for a long time, in the end you do acquire some sense of what the right thing to do is. I think there is some such feeling—at least for me—that in a field you’ve dealt with a lot, even in places where all you need to do is draw a line, which seems like an arbitrary decision, you will make the decisions—with greater likelihood—the correct decisions. There is something about close contact with a field that somehow develops an intuition in you that tells you what the right decision is, with some probability, not certainty. And by the way, that takes me back to the beginning, when I asked why they put professors from the Technion in charge of determining the permitted speed on the road. My answer now is that there is some logic in it. Because if they deal a lot with transportation problems, maybe they have developed some sense of smell for what speed really ought to be set as the permitted speed, even though that is not within their area of expertise, because it is not a factual question. But still, someone who works a lot in a certain field acquires some kind of instinct for it, and maybe they can smell better than others where the line really ought to be drawn. All this of course assumes there is a line. If there is no line, then there isn’t one. But if there is a line, then there is room to discuss the concept of da’at Torah not only in the Torah-religious-Jewish context or whatever. The same questions arise outside that context too, and understand that somehow in the religious world, talking about da’at Torah—not somehow, in my view—that sounds like some kind of baseless mystical fanaticism, but these very same kinds of claims appear in fully secular society. The very same claims I brought in the previous lecture from those who say that the American Psychiatric Association determines whether homosexuality is a disease or not—that is the same statement, a claim that they have da’at Torah. Because after all there is no objective definition of disease—what will you say, right? But they have some kind of instinct that develops in them and helps them draw the line, and they say homosexuality is below the line, it is not a disease. Here I’m just describing it schematically; there isn’t really a line, but only to illustrate the connection to our discussion. So reliance on experts in many contexts is basically saying something of the da’at Torah type, even though it sounds terribly fanatical and religious and benighted and wrong. So it’s universal, and one can discuss it: is there such a thing or isn’t there? There is room to discuss it. Okay, here I finish this chapter of our discussion. Now I want to talk about halakhic ruling—that’s the next topic. How one rules, the role of the halakhic decisor, leniency and stringency, what leniency is and what stringency is, what exactly a halakhic decisor does.
[Speaker A] So maybe I’ll begin with a feeling. Many times—actually most of the time—when I read responsa or halakhic articles, I have a feeling that they are not working correctly.
[Rabbi Michael Abraham] I’ll maybe bring an example where the penny first dropped for me. It was an article I sent to Makor Rishon, or a response I sent to Makor Rishon. There was an article published there about a decision of the rabbis and women rabbis of Beit Hillel regarding an orphaned daughter’s Kaddish—whether a woman is allowed to say Kaddish in the synagogue. So when they sat over the matter—never mind, I don’t know exactly what happened when they sat over the matter—when they wrote their responsum, what was written there was basically this: they began bringing sources where we see that women said Kaddish, and the questioner in the responsa Tzintzenet HaMan told that his grandmother said Kaddish in the synagogue, and all kinds of things like that, and therefore it seems to us there is room to be lenient and a woman can say Kaddish. I’m exaggerating a bit, but that was the spirit of it. And when I read that discussion or that responsum, it was the structure that bothered me, not the conclusion. I identified completely with the conclusion. What bothered me was the methodology or the mode of treatment. And I basically ended my response there in the newspaper by saying: if this question had come to me, I would have written a very simple responsum: obviously it is permitted, because there is no reason at all to prohibit it. And that is where I would stop. That’s it. No need to say another word. Not the responsa Tzintzenet HaMan, and not the view of the questioner in the responsa Tzintzenet HaMan, and not what the grandmother of the Chavot Ya’ir did. Nobody cares. There is no reason whatsoever to prohibit it, and therefore it is permitted. You know, there is the principle of legality in legal theory. What is the principle of legality? The principle of legality says that for the authority, for the government, everything not permitted is forbidden. For the citizen, everything not forbidden is permitted. The starting point of the authority and of the citizen are opposite. Why? Because when the authority acts, it is always infringing on people’s rights. Always—every action of an authority infringes on people’s rights. Every action without exception. And once you infringe on people’s rights, you need authority to do that, you need a mandate to do that. Therefore the authority is forbidden to do anything unless it has been authorized to do it. If it was not authorized, it is forbidden. For the citizen it works the opposite way. If you want to forbid something to the citizen, then you need to bring proof or reasons for that. As long as there aren’t any, then everything is permitted to me; nobody can tell me what to do. I do what I want. If you want to forbid me from something, the burden of proof is on you. Everything not forbidden to me has the default status of being permitted. That is the principle of legality. In Jewish law too, that’s how it works. In Jewish law, everything not prohibited is permitted. The burden of proof in a discussion of whether something is permitted or forbidden always lies on the one who prohibits, always, without exception, in all discussions—the burden of proof always lies on the one who prohibits. Always. Why? Because every action I do is permitted to me unless the Jewish law prohibits it. If you want to say that Jewish law prohibits it, come show me where it prohibits it. If you show me, then it’s prohibited, I understand. But you need to show me that something is prohibited in order to prohibit it. I don’t need to show you that something is permitted in order to permit myself to do it. On the contrary: if you have not shown me a source that prohibits it, I don’t need to talk to you. The burden of proof is on you. Okay? Meaning, what am I really saying now? This is the basic foundation for the work of a halakhic decisor. When a halakhic decisor approaches a halakhic question, his starting point has to be, first of all: permitted. That’s all—first of all, it is permitted. Now let’s see: it may be that there is some halakhic source that forbids it. But for that I need to look for established, valid halakhic sources that prohibit it. Now it could be prohibited because of “do not form separate factions,” or because of “do not show them favor,” or because of who knows what, secondary taste from secondary taste from the same day. It doesn’t matter right now what. I have no problem. Give me here all the clauses: Torah-level commandments, rabbinic commandments, Torah-level prohibitions, rabbinic prohibitions—that’s more or less everything. Maybe you also want customs? And tell me, in the question I am asking you, which of these clauses is relevant to the question. If there is no clause at all relevant to the question, the discussion is over. There is no need to conduct the discussion. Permitted, period. The answer should be: permitted. And that reminds me of a story about Mark Twain that I like very much. A sharp character. Mark Twain once received a letter from an angry reader of his, in which only one word was written: idiot. He received a letter that said idiot. So he answered the writer and said, listen, in my life I have already seen letters where the writer forgot to sign at the bottom, but this is the first time I have seen a letter that contains only the signature without the content. Yes, letters with one word. So an answer to a question where I found no relevant halakhic clause that could prohibit anything there should not contain more than one word: permitted, that’s all. The one who permits does not need reasons. Only the one who forbids. The one who forbids needs reasons. Now when you want to examine the question of an orphaned daughter’s Kaddish, first of all show me there is even a question. First of all it’s permitted. Now say you want to claim that maybe not, that there is something to discuss—so show me. What is there to discuss? Let’s see. You can bring me Torah-level commandments, Torah-level prohibitions, rabbinic prohibitions, rabbinic prohibitions or customs—I don’t know exactly. That’s more or less the collection of types of sources you can bring in order to raise a discussion. Now if you do not find one of these five types of sources that raises a discussion here, then there is no discussion. We remain with permitted, and that’s all. Now what happened there is that at no stage did they present the clauses that need to be discussed in order to permit or prohibit an orphaned daughter’s Kaddish. What prohibition is it supposed to involve? Or neglect of a positive commandment? Or what? Rabbinic, Torah-level, what? They said nothing. So if it is not involved with anything at all, then why write a responsum? There is no reason to prohibit it, therefore it is permitted, that’s all. How should one write a responsum? In short, how should one write a halakhic responsum properly? When writing a halakhic responsum, you cannot just bring sources, collect sources—this one forbids and that one permits and that one this and that one that and that one is lenient and that one is uncertain and that one I don’t know what—that doesn’t interest my grandmother, all these sources. First show me that there is something to discuss. Or in other words, first of all write on paper—and by the way this is also advice for someone who is writing a halakhic responsum himself—this is how you need to start working. Stage one: you need to write on a sheet of paper the list of clauses that need to be discussed. See whether there are any such clauses at all. Is there a Torah-level prohibition that comes into play here? Is there a rabbinic prohibition that comes into play here? A Torah-level commandment, a rabbinic commandment, a custom—what? Are there such things? Then put them on the page. Once you put them on the page, now we’ll go through them one by one, examine the definition of the prohibition, the views of the medieval and later authorities, arguments this way and that, distinctions, differentiations, precedents, what these hold about it, what those hold about it, until we reach a conclusion: what does this clause say about the question before us? Then we’ll move to the next clause and do the same thing with it, and the next clause and do the same with it. After we’ve finished going through all the clauses, now we summarize and write the bottom line. Permitted or forbidden, doubt, whatever the bottom line may be. That is the way to write a halakhic responsum.
[Speaker A] Now I’ll move one step further. What counts as clauses that need to be discussed? Which clauses, basically, should one bring? So say the Rashba writes
[Rabbi Michael Abraham] If somewhere he thinks it is proper to prohibit something, as far as I’m concerned that’s a clause that can be ignored. There’s no need to bring it in a responsum, not even to discuss it. Because what seems right to the Rashba doesn’t interest me. The Rashba is not the Holy One, blessed be He. If the Rashba says, “It seems to me that this is forbidden,” not “it seems to me that it is proper to prohibit it,” that’s something else. Because then the Rashba is claiming that some Torah-level or rabbinic prohibition applies to this situation, and according to him it really is forbidden. Fine—now we have to check whether he is right, whether others disagree with him, whether there is a distinction between our case and what the Rashba was talking about. That’s where a discussion begins. But take things like—many times you know these discussions where people say, yes, Rabbi Ovadia forbids it and this rabbi permits it and that rabbi says this and that rabbi is uncertain, and there are views of halakhic decisors this way and views that way, and nobody even states what the discussion is about. What prohibition are we talking about? What commandment are we talking about? What are we talking about? So that’s a flawed discussion. Because why should I care what all these important Jews say if there is nothing to discuss? That’s what happened with the orphan’s Kaddish. In the orphan’s Kaddish case, what happened was that they brought, in a very learned way, all kinds of sources that deal with it—this one like this and that one like that, this one forbids and that one permits, and in our community they practiced this way and in our community they didn’t—and every one of those sources, down to the last one, is completely irrelevant. And of no interest to anyone; they shouldn’t interest anyone. Because why should I care if the Havot Yair forbids it? If he brings me a Torah-level or rabbinic prohibition that applies here, great—then we have to check, discuss, and see: is he right or not? But the fact that the Havot Yair thinks it isn’t advisable—when he becomes the Sanhedrin or the Holy One, blessed be He, then we’ll talk. But he isn’t. He has no authority to invent prohibitions. All a halakhic decisor can do is take an existing prohibition from a valid source and discuss its parameters and its application to the case before him. He cannot invent prohibitions. And therefore the sources that you need to put on the page in the first step toward a responsum, toward writing a halakhic responsum, must be valid authoritative sources. Meaning: either a decision of the Sanhedrin, or something written in the Torah, or something written in the Talmud. That’s it, nothing besides that. Now, obviously what is written in the Talmud can be interpreted by Maimonides this way, by the Rashba that way, and Rabbi Akiva Eiger that way; that’s all fine, as long as they are interpreting the Talmud. In the final analysis, the claim is that this is what is written in the Talmud—not that this is what Maimonides says. What Maimonides says by itself doesn’t interest me. If Maimonides says that this is what is written in the Talmud, that interests me. That doesn’t mean I will necessarily accept it, but at least it is worth discussing, because here there is Talmud, and the Talmud has formal authority. So then we have to discuss whether the Rashba is right, whether Maimonides is right, who disagrees, who agrees, whether I agree. Fine, then you can begin discussing. Okay? Therefore this list that you put on the page cannot be a list of what various halakhic decisors say, unless they are claiming that this is their interpretation of the Torah, the Talmud, or the decisions of some ancient Sanhedrin. That’s it, only that. Other than that, nothing. Sorry,
[Speaker D] What about using general concepts like human dignity, the essence of the Sabbath, the hermeneutic principles by which the Torah is interpreted?
[Rabbi Michael Abraham] All those things—so what is human dignity? Those aren’t general concepts; human dignity is a law, human dignity. It’s a law that appears in the Talmud. You can tell me what your interpretation of human dignity is. Is Kaddish within the framework of…
[Speaker D] Does it enter into such a thing?
[Rabbi Michael Abraham] That’s a different discussion; that’s interpretation. I have no problem—if you tell me that human dignity is relevant here, then we open the discussion. Now we have to begin discussing whether human dignity is relevant here or not relevant here, but I understand that there is a clause here to discuss, because human dignity appears in the Talmud. But a clause to discuss cannot be a sentence from the Rashba. No—it just isn’t a clause to discuss. Unless the Rashba says that human dignity as written in the Talmud means doing such-and-such. Okay? Then that means there is an opinion of an important halakhic sage telling me that human dignity is an issue we need to discuss in this context, and of course I am very far from belittling that. That must be discussed. But if the Rashba says, “It seems to me proper to prohibit it,” fine—to me it seems proper to fly to the moon. So what? It seems proper to him to prohibit it; that doesn’t make something forbidden. For something to become forbidden, it has to be forbidden either by the Holy One, blessed be He, or by an authorized institution of sages—the Sanhedrin or the Talmud. That’s it. Yes. If medieval authorities (Rishonim) or later authorities (Acharonim) say that here it is proper to prohibit something, then it is completely permitted, without the slightest trace of doubt. Proper to prohibit? Let them establish a Sanhedrin and there will be law; then they can also prohibit it because it is proper to prohibit. But it is not forbidden. The Hazon Ish has this in two places—I quote him in the book—two places where he writes, he feels this difficulty. Because the way of halakhic decisors is often to say: ah, this seems to me rabbinically forbidden. There is no Torah-level prohibition here, so it is rabbinically forbidden. Now on its face that is absurd. Let’s say, for example, the category of trapping. Fine, you’re discussing some law of trapping, and you say that in Torah-level terms it doesn’t enter the category because it is not a species that is ordinarily trapped, so it’s not a Torah-level prohibition—but it seems to me that it is a rabbinic prohibition. What does it mean, “it seems to you that it is a rabbinic prohibition”? Was there a court that established a prohibition on this? An authorized court? A Sanhedrin that established this? If not, then there is no prohibition. The fact that it seems to you proper to prohibit it—excellent. Establish a Sanhedrin and prohibit it. As long as there is no Sanhedrin, why should I care what seems right to you? You can say, “It seems to me proper to refrain.” That’s good advice, so I will try to refrain. But you cannot say that it is forbidden. Because “forbidden” means forbidden only if an authorized court established it. Eating poultry with milk—until the court forbade it, it was permitted, even though the reason to prohibit it existed before as well, lest one come to eat meat with milk. But it was permitted. Why was it permitted? Because in order for something to be forbidden, a court has to sit and prohibit it; it is not enough that it makes sense to prohibit it. But only an authorized court can do that, one to which “you shall not deviate” applies—the Great Court—or the Talmud as we discussed. That’s it. Nothing else can constitute a clause for discussion. And this is so distorted in responsa and halakhic articles that I tear my hair out every time I see these things. They begin discussing some question and immediately it’s “the Mishnah Berurah said this” and “Arukh HaShulchan said that” and “the Rashba writes thus.” Tell me what you’re discussing. What prohibition is here? What commandment is here? Then we can start seeing what all the medieval and later authorities say about each such clause. You cannot start from medieval and later authorities who say that something is forbidden. So what if they say so? They said it, so they said it. This is simply the methodology of ignoramuses. These are Mishnah Berurah-style decisors. Now, in that same article, I think that was the first time I wrote this concept of first-order ruling and second-order ruling. Second-order ruling means ruling based on precedents. First-order ruling is ruling as I described it here. I do not forbid something because the Rashba forbade it. I am not interested in whether the Rashba forbade it or not. If there is a clause from the Talmud, from the Torah, from wherever, and the Rashba says that according to that clause this is forbidden, that is definitely worth discussing. And I also won’t necessarily accept it, because the Rashba is not the Sanhedrin; there is no obligation. But the Rashba is certainly an important halakhic expert, so he has substantive authority even if not formal authority. He cannot invent prohibitions; he can interpret existing prohibitions. That is the difference between a first-order decisor and a second-order decisor. But that is only one of the differences. The second difference is that even if you begin properly, even if you do it according to the methodology I suggested—you begin with the clauses of Torah-level prohibitions, rabbinic prohibitions, Torah-level commandments, rabbinic commandments, customs, you write all the clauses on the page, work on each one, check what the medieval authorities, the later authorities, the reasoning, everything says, analyze each clause, and at the end summarize everything and arrive at a bottom-line ruling—how do you rule? If you rule because that precedent said so, or because you take a majority vote among the halakhic decisors, then you are still a second-order decisor. You are a second-order decisor working with a correct methodology. First-order ruling does not mean only beginning with the Talmud and the Sanhedrin and the Torah, but also ending there. Meaning, not to follow the majority of halakhic decisors—what they say and what they do not say—but to follow what seems to you to actually be written there. Of course you use the halakhic decisors, the medieval authorities and the later authorities, because they help you, they illuminate different aspects for you, you take their views into account as important Torah scholars, all of that is fine. But in the end you rule this way because you understand that this is what the Talmud says, not because there is a majority of decisors who forbid it, but because you were persuaded that this is probably what the Talmud says. That is why you rule that way. So in short, in order to be a first-order decisor—that is, in order to be a decisor, because a second-order decisor is not a decisor—you need two things. First, you need to work with the correct methodology: not to begin immediately with “this one forbids and that one permits,” but to begin from the primary clauses, conduct a discussion on each such clause, and then summarize all the aspects and arrive at an integration of the whole, a final decision that weighs everything. That is the methodology. But beyond the methodology of how one works, the form of decision is also important here. Do you decide because the majority of halakhic decisors said so, or do you decide because you were convinced that this is right? In principle I am supposed to be convinced that this is what is written in the Talmud or this is what is written in the Torah, not that this is what the Rashba says or what most decisors say. Unless the majority of decisors persuaded me—because there are so many of them and they are so wise—that I became convinced that this is probably what the Talmud says. Fine, that is legitimate, although one need not do it that way, but it is legitimate, because in the end if you were convinced that this is what the Talmud says, then what you are ruling is according to an authoritative source, and that is fine. But my sense is that very often people rule because it says so in the Mishnah Berurah. And that is by definition a second-order decisor, not only because of the methodology, but also because of the mode of decision. Do you understand what I’m saying? And these two things are really necessary if a ruling is truly to be a halakhic ruling; otherwise you are just reciting. We spoke a little about—one more sentence—we spoke a little about autonomy in halakhic ruling versus reliance on precedents; this is definitely connected. Meaning, autonomy in halakhic ruling is what characterizes first-order ruling. You are really supposed to rule according to your own best understanding of what the Talmud, the Torah, or whatever says. You make use of all the medieval authorities, later authorities, and halakhic decisors, and of course you can consult; all that is fine. But in the end, after you have spoken with everyone, the decision itself is according to what you think is written in the authoritative source. That is what the decision should be. I do not do something because the Shulchan Arukh says so; I do something because the Shulchan Arukh persuaded me that this is what is written in the Talmud—if he persuaded me, and if not, then not.
[Speaker A] All right, let’s take a five-minute break and come back. “These are the records of the Tabernacle, the Tabernacle of Testimony.” Moses gives an accounting of all the silver and gold. Why does he do that? After all, the Torah testifies about him, “In all My house he is trusted.” Rather, this teaches us that one must be clean in the eyes of God and of Israel. “The Tabernacle of Testimony”—it is testimony to all the inhabitants of the world that the Holy One, blessed be He, forgave Israel for the sin of the golden calf. The moment the Divine Presence dwells in the Tabernacle, everyone knows that the Holy One, blessed be He, once again dwells among us. “Let them make Me a sanctuary, that I may dwell among them.” At the end of the portion and at the end of the book: “And the cloud covered the Tent of Meeting, and the glory of the Lord filled the Tabernacle.” May it be His will that we merit the indwelling of the Divine Presence in all the work of our hands. Be strong, be strong, and let us be strengthened. “These are the records of the Tabernacle, the Tabernacle of Testimony, which were recorded according to the command of Moses, the work of the Levites under the hand of Ithamar son of Aaron the priest. And Bezalel son of Uri son of Hur, of the tribe of Judah, made all that the Lord had commanded Moses. And with him was Oholiab son of Ahisamach, of the tribe of Dan, an engraver and designer and embroiderer in blue, purple, crimson, and fine linen. All the gold that was used for the work, in all the work of the sanctuary—the gold of the elevation offering was twenty-nine talents and seven hundred and thirty shekels by the sanctuary shekel. And the silver of those of the community who were counted was one hundred talents and one thousand seven hundred and seventy-five shekels by the sanctuary shekel. A beka per head, half a shekel by the sanctuary shekel, for everyone who passed over to those counted, from twenty years old and upward, for six hundred and three thousand five hundred and fifty. And the hundred talents of silver were for casting the sockets of the sanctuary and the sockets of the curtain—one hundred sockets for one hundred talents, one talent per socket. And from the thousand seven hundred and seventy-five he made hooks for the pillars and overlaid their tops and banded them. And the bronze of the elevation offering was seventy talents and two thousand four hundred shekels. And with it he made the sockets for the entrance of the Tent of Meeting, and the bronze altar and its bronze grating, and all the utensils of the altar. And the sockets of the courtyard all around, and the sockets of the gate of the courtyard, and all the pegs of the Tabernacle, and all the pegs of the courtyard all around. And from the blue, purple, and crimson they made service garments for ministering in the sanctuary, and they made the holy garments for Aaron, as the Lord had commanded Moses. And he made the ephod of gold, blue, purple, crimson, and twisted fine linen. And they hammered out the gold into thin sheets and cut it into threads to work into the blue and into the purple and into the crimson and into the fine linen, the work of a designer. They made shoulder-pieces for it, joined; at its two ends it was joined. And the decorated band of his ephod that was upon it was of one piece with it, of gold, blue, purple, crimson, and twisted fine linen, as the Lord had commanded Moses. And they made the onyx stones set in gold settings, engraved like the engravings of a seal with the names of the children of Israel. And he placed them on the shoulder-pieces of the ephod as memorial stones for the children of Israel, as the Lord had commanded Moses. And he made the breastplate, the work of a designer, like the work of the ephod, of gold, blue, purple, crimson, and twisted fine linen. It was square; they made the breastplate doubled, a span its length and a span its width, doubled. And they set in it four rows of stone: a row of ruby, topaz, and emerald was the first row. And the second row: turquoise, sapphire, and diamond. And the third row: jacinth, agate, and amethyst. And the fourth row: beryl, onyx, and jasper, set in gold settings in their mountings. And the stones were according to the names of the children of Israel, twelve according to their names, engraved like a seal, each man according to his name, for the twelve tribes. And they made on the breastplate braided chains, corded work of pure gold. And they made two gold settings and two gold rings, and they put the two rings on the two ends of the breastplate. And they put the two braided chains of gold on the two rings at the ends of the breastplate. And the two ends of the two braided chains they put on the two settings, and put them on the shoulder-pieces of the ephod at its front. And they made two gold rings and placed them on the two ends of the breastplate, on its edge that was on the inner side of the ephod. And they made two gold rings and put them on the two shoulder-pieces of the ephod below, at its front, close to its joining, above the decorated band of the ephod. And they bound the breastplate by its rings to the rings of the ephod with a blue cord, so that it would remain on the decorated band of the ephod, and the breastplate would not come loose from the ephod, as the Lord had commanded Moses. And he made the robe of the ephod, woven work, all of blue. And the opening of the robe was in its middle, like the opening of a coat of mail, with a binding around its opening, so that it should not tear. And they made on the hem of the robe pomegranates of blue, purple, and crimson, twisted. And they made bells of pure gold and put the bells among the pomegranates on the hem of the robe all around, among the pomegranates. A bell and a pomegranate, a bell and a pomegranate, around the hem of the robe for ministering, as the Lord had commanded Moses.” All right, we’re starting. Hello friends, cameras and all the procedure. Fine, Rafael, Shimon, are you with us? Yes. Gideon, is Shimon here, Gideon? Uriel? There—you are
[Rabbi Michael Abraham] with two connections. Fine. So let’s continue. At the basis of the whole picture I described here really lies the question of authority. And why? Because as I described when we spoke—because we had a chapter on the issue of authority, and there I said that there are two types of authority: formal authority and substantive authority. Formal authority is authority to obey someone because of who he is, not because he is right. And substantive authority is like the authority of an expert: I listen to him because he is probably right. And formal authority is given, as I said, either to the Sanhedrin or from below—or we spoke about this—to the Talmud. Substantive authority belongs to every expert. Down to our own day, whoever is an expert in Jewish law, one should take his opinion into account; that is, he is an expert like any expert in any field. Precisely because of this, only someone who has formal authority can innovate prohibitions. Someone who has substantive authority can interpret prohibitions, but not create them. In order to create them, one needs legislative authority. To interpret, you only need to be right; meaning, if you interpret an existing source, then if you are right—right, that is what is written in this source—and since that source is authoritative, then practically speaking the thing is forbidden. Therefore the difference between substantive authority and formal authority, which also distinguishes between the different sources—that is, the Sanhedrin and the Talmud versus post-Talmudic sources—really projects onto the whole picture I described here. And when I speak of first-order ruling, I am really saying two things: first, you need to begin from sources that have formal authority—the Torah, the Talmud, and Sanhedrins that interpret the Torah, expound and interpret the Torah. And in the end as well, you also need to rely in your decision only on such sources. Everything beyond that—the medieval authorities, later authorities, Geonim, everything after the Talmud—these people are Torah scholars, they have substantive authority, but substantive authority does not mean they can legislate, because they cannot. This is what I said before: if the Rashba says that something seems to him forbidden, that does not matter. If the Rashba says that it seems to him to be included in an existing Torah-level or rabbinic prohibition, that is something else, because here he is functioning as someone with substantive authority, as an expert. So if he says that this is what is written in this enactment or this verse, then that has weight. If that is what is written there, then it is forbidden. But if the Rashba himself prohibits it, then he prohibited it—but he cannot prohibit it. Okay? And therefore in that sense you also cannot rule something simply by relying on the Rashba, because the Rashba’s whole role is as an expert. And once he is an expert, then okay, check whether the expert here was right or not right. You can of course say, okay, I am not on his level; I trust the Rashba that he was probably right, and rule because the Rashba said so. In principle that is legitimate. But still, in the end, it is because of the trust you place in the Rashba. In the final analysis it is your ruling, not his. Because formal authority gives a person the ability to rule; with substantive authority he cannot rule. With substantive authority, all he can do is tell me what Jewish law says, and if I am persuaded, then I will decide to do it because that is what Jewish law says. The final decision is mine, not his. That is a very significant difference between formal authority and substantive authority. And that really brings me to the second part of this topic. I will begin the—meaning, I already spoke in the previous lesson, I spoke about or finished the previous topic of Jewish law and facts; now I spoke briefly about first-order ruling and second-order ruling—that was the first subchapter in this chapter dealing with the work of a halakhic decisor.
[Speaker D] Sorry, is the ruling style of the Mishnah Berurah second-order ruling in the Rabbi’s view?
[Rabbi Michael Abraham] Yes, yes, to a large extent. He does not begin the discussion with the passages; he brings halakhic decisors, summarizes them, and makes decisions about whom to follow. What he did in his own home, how he did the—how he learned before he wrote the Mishnah Berurah, that’s a different discussion. I assume that he did indeed learn it from the primary sources.
[Speaker D] Wait, when he says that something is forbidden, he says it not on the basis that—
[Rabbi Michael Abraham] that he—no, I said, there are two things that characterize first-order ruling: there is the methodology and there is the mode of decision. So in terms of methodology, in the Mishnah Berurah he does not begin from primary sources, not even in the Bi’ur Halakhah. In the Bi’ur Halakhah sometimes—and only sometimes. I don’t know; it could be that the inquiry he did at home before writing his conclusions was done fully. I want to believe that it was, but in the book it does not appear. The book is not a book of the kind of—even the Shulchan Arukh is not. The Shulchan Arukh gives bottom lines; it is not first-order ruling. But in the Beit Yosef you do see that he went through the Talmudic passages and the medieval authorities, meaning he really did the work. In the Shulchan Arukh he only writes the bottom lines. The second question that relates to first-order and second-order ruling is how you decide: do you decide because you were convinced that this is what the Talmud says, or do you decide because that is what the majority of decisors say? That is what I meant when I spoke about the Mishnah Berurah. His mode of decision seems to me closer to second-order than to first-order. He did not go against the great decisors. He did not. He would decide between groups of decisors on various questions, but he would not go against the great decisors and tell me, no, it does not seem that way. That won’t happen there. Okay, so the last remark I gave about the difference between formal authority and substantive authority and how that connects to the picture I described brings me to our next topic. And essentially I want to show that a halakhic decisor is simply an expert in Jewish law. Meaning—and what do I mean by that? What am I trying to exclude? I am trying to exclude the conception that says that the decisor constitutes the law. When we come—my friend, my good friend Nadav Shner, the professor of physics in the physics department at Bar-Ilan. He once wrote an article called—I think it was the article “The Jewish Closet of Lies.” That’s what he called it.
[Speaker E] He was my professor in electrical engineering.
[Rabbi Michael Abraham] Okay, we’re old friends from the doctoral period; we were also study partners, we learned together for about a year. In any case, he wrote there “The Jewish Closet of Lies,” and one of his claims there is that people come to a rabbi, and many times we praise the rabbi for understanding who is standing before him and how to rule correctly for him, and that it is not always right to rule for every person in the same way; one needs to understand his circumstances, his spiritual level, his economic state, and all kinds of things of that sort. And he says that this approach is outrageous, because what is really happening is this: let’s say a couple comes to a rabbi—it has happened to me too more than once—and says they want to postpone having children. It doesn’t suit them right now; they are in one or another stage of life and want to delay it a bit. The question is whether they are halakhically permitted to do so. So the rabbi tells them either that they are permitted or that they are forbidden, I don’t know; he gives them some ruling. And they relate to this as though the rabbi permitted it for them. You know this expression? “That decisor permitted it for me.” A decisor cannot permit. A decisor can only tell you that it is permitted. A decisor has no power to constitute law. A decisor can reveal to you as an expert that this is the law. That is a huge difference. And I’ll sharpen this further later. Meaning, if the decisor erred, then it is forbidden for you even though he said it was permitted. And if it is permitted, then it is permitted for you even without the decisor telling you that it is permitted, because it is permitted. All you can do is use the decisor in order to know what Jewish law says, just as you use a doctor in order to know what medicine says. He is an expert in Jewish law. The decisor is a halakhic consultant. And in this he is very different from a judge. Because a judge constitutes the law. When the judge determines that I have to pay you, that imposes on me an obligation to pay you. The very fact that he determined it. By contrast, a decisor—even if he tells me that something is forbidden, I am allowed to do it if I think it is permitted. Because in my view it is permitted, so why should I care that he said it is forbidden? Because the decisor does not constitute the law; the decisor reveals the law. And I go to him as an expert because he is an expert in Jewish law, and if I want to know what Jewish law says, then I go to an expert. That’s all. Now this is a completely different conception from the one common in the street. People come—you know this, when someone comes to a rabbi and pressures him to permit something? “Permit it for me, please permit it for me, I need a dispensation, I’m in trouble.” If you think it’s permitted, then do it. If it’s not permitted, what good will it do if I permit it for you? If I tell you it’s permitted and I lie to you? Whicheve way you look at it, if it is permitted then do it even without my saying so. If it is not permitted, then what do you want me to do? I cannot permit you something that is forbidden. I have no constitutive power in Jewish law. All I can do is tell you what Jewish law says. Therefore there is no such thing as a decisor who permits something to someone. That’s nonsense. And therefore a decisor also should not give a ruling that suits the questioner. That is a foolish myth. The decisor should tell the questioner what Jewish law is, and the questioner will decide what to do. It is not the decisor who decides for him what to do; the questioner decides what to do. And in order to see this, that is the bottom line—that is where I want to get. Now I’ll step back and let’s begin to see this slowly. In order to see this, I want to begin with a question that seems on the face of it different. I want to ask the question: what does it mean to rule leniently and what does it mean to rule stringently? There is—you know—a story. Now, many times people treat this statement as some kind of joke or sharp quip, but it is neither a joke nor a quip. How would you define such a ruling? Is it a lenient ruling or a stringent ruling?
[Speaker B] It depends what the answer to that question is. That she is permitted—
[Rabbi Michael Abraham] She is even required to travel on the Sabbath in order to try to save her son.
[Speaker D] Wait, if it is required, then that reduced her options.
[Rabbi Michael Abraham] If she is required… you already know the thesis.
[Speaker D] No, no, I’m just saying, if you said it in a way that she is required. If she is permitted, that’s another story.
[Rabbi Michael Abraham] I said that she is required.
[Speaker D] You already know the thesis, Yitzhak.
[Rabbi Michael Abraham] One second, let me do it step by step. So then—she is permitted, not required, fine? She is permitted to travel on the Sabbath. So is that lenient or stringent? It is lenient in the laws of saving life, and stringent… lenient in the laws of the Sabbath and stringent in the laws of saving life. So is it lenient or stringent, practically speaking? I don’t know. It depends from what angle you look at it. Meaning, the concepts of leniency and stringency are not so clearly defined in the way people think. These are more complex concepts than people imagine. And let me bring you a few stories so you can see the significance of this.
[Speaker D] Sorry, why if it is permitted is that stringent regarding saving life? If it is permitted, not required—why is that stringent?
[Rabbi Michael Abraham] If it is permitted, then in the end it is also required. I’ll get to that in a moment. Because if it is permitted, then you are obligated to do it. After all, on the Sabbath there is no such thing as something that is merely permitted to desecrate the Sabbath for. There is no situation where it is permitted to desecrate the Sabbath… meaning, it is permitted only if it is necessary. And if it is not necessary, then it is forbidden. There is no situation in which there is just a permission to desecrate the Sabbath. Either there is an obligation to desecrate the Sabbath, or it is forbidden to desecrate the Sabbath. There is no in-between. I am only ruling for you in terms of the laws of the Sabbath that it is permitted. But once it is permitted, then clearly it is also obligatory to do it. Fine, I’ll show that later, in a moment. Look, I… there is some story in… maybe I’ll ask another question before the story. In a case of doubt regarding blessings, we are lenient. If I am in doubt whether I recited a blessing over an apple or I did not recite one, and I now want to eat it, then in a case of doubt regarding blessings we are lenient. The law says that I do not recite the blessing. Okay. Why is that called being lenient?
[Speaker B] Because the prohibition of uttering God’s name in vain is more severe than not reciting the blessing.
[Rabbi Michael Abraham] Then that’s stringency! What you are describing now is stringency. It is stringency about uttering God’s name in vain—you are forbidden to recite the blessing again because that would be uttering God’s name in vain.
[Speaker B] Fair enough, yes, yes, it’s stringency.
[Rabbi Michael Abraham] But there’s seemingly one side here that’s lenient… so why do they say, “In cases of doubt about blessings, we rule leniently”? They should have written, “In cases of doubt about blessings, we rule stringently.” Let me ask a different question. “Leniently” means not to recite the blessing. Why? Because it’s more convenient for me not to recite it. In other words, I’m basically standing opposite the Jewish law: the fewer laws I have to keep, that’s called a leniency. Why? Because my real interest is not to keep the Jewish law. Sometimes I have no choice, I have to. To be lenient with me means to waive the law for me; that’s called a leniency. In other words, my interest is… and “leniency” means going with my interest. Now I ask: what about someone whose interest is דווקא to recite the blessing? A great righteous person—he can’t eat without making a blessing. So let’s be lenient with him; let’s allow him to recite the blessing. We’re going with his interest. His interest is to bless; he’s built differently from us. So maybe “in cases of doubt about blessings, we rule leniently,” for such a person, means that he should recite the blessing? After all, that’s what he wants. An ordinary person is against the Jewish law; the more he can get out of extra obligations, the more comfortable it is for him, so that’s called a leniency—we let him off. But there are people whose interest is specifically to fulfill as much as possible, so from that standpoint… for them, the leniency would actually be to recite the blessing.
It reminds me of the story about the previous Klausenburger Rebbe. I once heard that he sat in the sukkah even when it was raining. He said he couldn’t bear leaving the sukkah on Sukkot; it was simply impossible for him. “One who is distressed is exempt from the sukkah”—fine, exempt is exempt from the sukkah. Meaning, he was so distressed by sitting outside the sukkah on Sukkot, by eating in the house on Sukkot, that he simply couldn’t do it, so he sat in the sukkah in the rain and ate there. On the face of it, that really was his distress: not fulfilling the commandment of sukkah. My distress is when I’m sitting in the sukkah and rain is pouring on me, so they tell me, okay, one who is distressed is exempt from the sukkah; you’re exempt, go eat in the house. But he was distressed by eating in the house, not by eating in the sukkah. He was distressed by not fulfilling the commandment—that’s what pained him. He’s built differently; he’s not standing opposite the Jewish law, he’s working with the Jewish law. So maybe a lenient ruling for him should be different from a lenient ruling for ordinary people? Seemingly yes—we go in his direction.
Now look at this nice little story that appears in the Brisk Haggadah. I’ll share the… the Brisk Haggadah, edited by Gerlitz, is called MiBeit Levi. At the end of the first volume—there are two volumes—at the end of the first volume there are stories, saintly tales about the Briskers. There are Lithuanian stories too, like Hasidic tales. The story goes like this:
“During one of Maran, the author of Beit HaLevi’s visits to the city of Minsk, one of the wealthy and powerful men of the city entered to see him, a member of the enlightened circle, and suggested to him that the time had already come for the great rabbis of the generation to try to ease some of the severe laws a bit, and in that way those who had drifted from the path of Torah would surely draw closer again.” He has a proposal.
Beit HaLevi—who, after all, was such an extreme strict one—smiled and revealed to the worthy proposer that in fact he himself was among those rabbis who had long since been very lenient in many laws. He was a famous lenient authority, Beit HaLevi. Yes.
“Just as merchants do not immediately display all their wares,” said Beit HaLevi, “so too I will present to you seven examples, and these will testify to the rest of my merchandise.”
There are those who are strict and hold that the time for the evening prayer is only until midnight, and after that it can no longer be recited, whereas I ruled leniently that it is permitted to pray until dawn rises.
There are those who are strict regarding Rabbenu Tam’s tefillin, that one must be established in piety in order to put them on, whereas I ruled that anyone may put them on. So he was lenient in that matter too.
There are those who are strict not to say liturgical poems in the middle of prayer because it constitutes an interruption in prayer, and I ruled leniently that it is permitted to say them.
There are those who are strict not to study on the eve of Tisha B’Av when it falls on the Sabbath, whereas I ruled leniently that one may study even the actual laws.
There are those who are strict not to fast on Rosh Hashanah, and I ruled leniently that it is permitted to fast on Rosh Hashanah.
There are those who are strict and say it is forbidden to observe two days of Yom Kippur—yes, some Yom Kippur in Shanghai—and I ruled leniently that it is permitted to fast for two days. Yes, that’s a well-known leniency.
There are those who are strict that if one forgot one night of counting the Omer, he can no longer continue counting with a blessing, whereas I was lenient and held that one may continue counting with a blessing.”
Now actually, by the way, that last leniency is exactly the leniency I talked about before—the leniency where he permits counting with a blessing, not where he forbids the blessing. “In cases of doubt about blessings, we rule leniently” usually means that we forbid reciting the blessing. Here he says: right, the leniency is that I permit the blessing, not that I forbid it—that’s what’s called leniency.
When you go through this, it sounds absurd. Why does it sound absurd? Because all these leniencies are leniencies that work against us. They’re leniencies that actually make our lives less comfortable, not more comfortable. And our instinct is that “to be lenient” means to make my life easier, right? That’s what’s called lenient. So now I also have to study on the eve of Tisha B’Av when it falls on the Sabbath, fast on Rosh Hashanah, fast for two days on Yom Kippur—that’s all making life heavier. How can things like that be called leniencies? A leniency is supposed to make life easier, like not counting with a blessing, not reciting a blessing, or all kinds of things where you’re exempt from doing something. But fasting for two days—that’s a leniency?
But on the other hand, go through them one by one: every one of those clauses really is a leniency. They are leniencies. He permits things that others forbid. There’s someone who forbids fasting on Rosh Hashanah—to our great joy, of course, because naturally we want that—but he forbids fasting on Rosh Hashanah, and Beit HaLevi is lenient: he permits this forbidden thing. Someone who permits a prohibition is being lenient, no? That really is a leniency. Or fasting for two days on Yom Kippur. There are those who forbid it; Beit HaLevi is lenient, he permits fasting on Yom Kippur. Why isn’t that a leniency? It is a leniency. But if those are leniencies, then again I return to the basic question: does “leniency” mean making my life easier, and that’s why it’s called a leniency? Making life easier, more convenient? From here it looks like no—if I accept that these seven leniencies really are leniencies. So then what is it? What is the definition, what exactly is the definition of a leniency? What does it mean to be lenient?
There’s something here—if I go back to “in cases of doubt about blessings, we rule leniently,” if I go back to that, then there too I really asked the same question. “In cases of doubt about blessings, we rule leniently” means not to recite the blessing. Now usually that seems natural to us. Why? Because we want an easy life. If we don’t have to recite the blessing, life is easier. Therefore exempting us from a blessing is a leniency. But there I asked: yes, but what if someone actually prefers to recite the blessing? Then from his perspective that’s a stringency, not a leniency. So maybe if the rule is “in cases of doubt about blessings, we rule leniently,” then someone who likes to bless should bless, and someone who doesn’t like to bless shouldn’t bless—that’s called being lenient, no? So in what sense is the rule “in cases of doubt about blessings, we rule leniently”?
I want to make the following claim. In the context of blessings, the situation is complex. In almost every context it’s like this, but in the context of blessings it’s especially clear. Why? Because if the blessing is an unnecessary blessing, then you violate “You shall not take.” After all, you’re saying God’s name in vain. So there’s a prohibition here—whether Torah-level or rabbinic, that’s a dispute among the medieval authorities—but there is a prohibition here.
So what happens? When you say “in cases of doubt about blessings, we rule leniently,” you’re basically saying: do not recite the blessing. But the fact that one may not recite the blessing is not the result of the rule “in cases of doubt about blessings, we rule leniently.” It’s the result of the concern about taking God’s name in vain. Or in other words, the rule is this: “In cases of doubt about blessings, we rule leniently” means you are exempt from reciting the blessing. You can recite it and you can choose not to recite it. You are exempt; there is no obligation to recite the blessing. That is what “in cases of doubt about blessings, we rule leniently” means. Except that once I have been lenient in the laws of blessings, and now I have before me two options—either to recite the blessing or not to recite it—then the prohibition of “You shall not take” comes and says: fine, if you have two options, then don’t recite it; don’t get yourself entangled in taking God’s name in vain. That is actually a stringency. The prohibition against reciting the blessing is a stringency. “In cases of doubt about blessings, we rule leniently” only means that there is no obligation to recite the blessing. Once there is no obligation, the stringency arrives and says: if so, then it is forbidden to recite it, because that would be taking God’s name in vain.
Or in other words, I’ll now define the concept of leniency. The concept of leniency means opening up more legitimate halakhic options. That is what it means to be lenient. To be lenient means that there is no prohibition and no obligation. What is the connection between saying there is no prohibition and saying there is no obligation? It means you have more options open to you. You thought something was forbidden? It isn’t forbidden—that option is open to you. You thought there was an obligation, meaning you had no option not to do it? They tell you no, there’s no obligation—you have the option not to do it. In other words, leniency means opening additional options. That is what leniency means. That is the definition of leniency, conceptually.
And people don’t understand this, including halakhic decisors. That is the concept of leniency. The concept of leniency means this: a lenient approach versus a strict approach is measured not by the question of the bottom line; it is measured by the question of how many open options it allows, how many legitimate options it places before the questioner. A strict decisor places fewer options before the questioner. A lenient decisor places more options before the questioner. If one person has three options and someone else allows four options, then the second is the lenient one and the first is the strict one. That is the difference between leniency and stringency.
And this additional option that he opens may be an option that is very inconvenient for me in life. For example, Beit HaLevi says one of his leniencies is that there are those who forbid fasting for two days on Yom Kippur. And he is lenient. What does lenient mean? That he does not forbid fasting for two days. He does not obligate you to fast for two days. You can fast for two days and you can choose not to fast for two days. In other words, those who forbid fasting for two days have closed off the option of fasting for two days; there is only one option—to fast one day. He says there is no prohibition on fasting for two days. What does that mean? It means there are two options: either to fast one day or to fast two days. So he opened up more options. If he opened up more options, he is lenient. That is the definition of leniency.
Except that if it is permitted to fast for two days on Yom Kippur and you are in a case of uncertainty about the day, then it is completely clear that from the standpoint of the laws of doubt you need to fast for two days, because otherwise it may be that you didn’t fast on Yom Kippur. But the fact that you need to fast for two days is not part of Beit HaLevi’s leniency. Beit HaLevi’s leniency is only the first statement: you can fast one day and you can fast two days; there is no prohibition on fasting for two days. Except that after both options are open, now the consideration of the laws of doubt comes and says: fine, then a Torah-level doubt is ruled stringently. If you don’t know when Yom Kippur is, fast for two days. If it were forbidden to fast for two days, then under the laws of doubt they would not require me to fast for two days, because it would be forbidden. But once it is permitted—and that permission is a leniency—once that permission exists, then the laws of doubt come and say: fine, so now you must fast for two days.
Do you notice the structure? It is exactly like the structure of “in cases of doubt about blessings, we rule leniently.” “In cases of doubt about blessings, we rule leniently” means you can recite the blessing and you can choose not to recite it. Except that after both options are open to you—and therefore it is a leniency, because both options are open to you—now the prohibition of “You shall not take” arrives and says: fine, if you are not obligated to recite the blessing, then it is forbidden. But the prohibition on reciting the blessing is a stringency, not a leniency. That is a stringency from the laws of “You shall not take.” The leniency is a leniency in the laws of blessings. From the standpoint of the laws of blessings, you have no obligation to recite the blessing. The stringency is a stringency in the laws of “You shall not take.”
Do you see the parallel to Rabbi Chaim, who is strict in the laws of saving life and lenient in the laws of the Sabbath? Almost every halakhic dilemma is like this. Almost every halakhic dilemma really involves two values, or prohibitions, or commandments, or something like that, standing opposite each other. And when you are lenient in one, the other comes in. Therefore, it depends from which side you are looking in order to determine whether something is a leniency or a stringency.
So when they say, “In cases of doubt about blessings, we rule leniently,” they do not mean the final bottom line, which is that you may not recite the blessing. The bottom line is not the leniency. What they mean is the first line, which says: it is permitted to recite the blessing and it is permitted not to recite the blessing. Everything is open. Both options are open. Except that after both options are open, because of “You shall not take,” you don’t recite the blessing. That is already a stringency. “In cases of doubt about blessings, we rule leniently” is not talking about that. It is only talking about the first stage.
And all the leniencies that seem strange to you are of this type. Leniency always means opening options, except that very often when options are opened, another law comes and says: fine, then choose the more demanding option. So then you ask yourself, wait a second—in what sense is that a leniency? You permit me to recite the evening prayer after midnight if I missed it. That really is a leniency. Why? Because without him it would have been forbidden to pray, and he opened the option of praying. That’s another option. On the other hand, if you have the option of praying after midnight, then you have to pray, because you didn’t pray before midnight. So from the standpoint of the laws of prayer, there’s a stringency here. But in his conception, where he says it is permitted to pray after midnight, that really is a leniency. He removes the prohibition on praying after midnight. So he opened another option; that is a leniency.
All of Beit HaLevi’s leniencies here are of the same sort. And they really are leniencies; it’s not a joke. They really are leniencies. It’s just that these are leniencies that end up giving us a hard life. Because leniency does not necessarily mean an easy life. Leniency means more options. The additional option that was added for you through the lenient ruling may be a terribly irritating option—like fasting for two days on Yom Kippur, or fasting on Rosh Hashanah, or reciting the evening prayer at three in the morning, which you don’t want, or reciting a blessing in a situation where you might otherwise have been exempt. All these options are, so to speak, irritating options, so it seems to us that this is not a leniency. But as long as these options are added because of the ruling, it really is a lenient ruling, because it added another option. I don’t care that the option it added is one that annoys us.
For the Klausenburger Rebbe it wasn’t annoying, because that’s already a subjective matter. But in order to say that something is lenient, I am not supposed to stand opposite the Jewish law in an oppositional way, so that whenever there are halakhic demands on me that is called a stringency, and whenever I am exempted from halakhic demands that is called a leniency. That’s how we usually think. It’s not correct.
The option not to sit in the sukkah when it’s raining—the exemption from the commandment of sukkah when it’s raining—that is a leniency even for the Klausenburger Rebbe, even though it bothers him. It is a leniency. It is a leniency because it allows him to sit and allows him not to sit. After that he comes along with his meshugas, and he decides to sit anyway. That’s his own decision. But the ruling itself, that he is exempt from the sukkah—exempting someone from the sukkah is a leniency. It makes no difference at all whether from his perspective that makes life harder or easier. There is no connection between a lenient ruling and an easy life.
It’s true that if you open more options than someone else has, then of course your life can never be harder than the other person’s. Right? If you have three options, and I have your three options plus one more, then my life will always be easier or equal—not harder than yours. Why? Because if the easiest option is one of the first three, then both of us can choose it. If the easiest option—the easiest on life, I mean—is the fourth one, then I can choose it and you can’t, so my life is easier.
You know, it’s like restaurants. A kosher restaurant can never be tastier than a non-kosher restaurant. It can only be less tasty or the same. Why? Because if the kosher food were the tastier option, then the non-kosher restaurant would choose the kosher food. It has no problem with that. It just also has the option to choose non-kosher food if that is tastier—an option the kosher restaurant does not have. Therefore always—and this isn’t a joke, these things are not jokes, it’s a mathematical law—a kosher restaurant will always be less tasty than a non-kosher restaurant, or the same. Or more expensive. Money also plays a role here, but if we say everything costs the same, then it will always be less tasty. Less or equal. This is a mathematical rule, there’s no trick here.
And in that sense, a lenient ruling really does make life somewhat easier. Easier, or at least not harder. Even if you opened an option that in itself is more burdensome, I can always choose not to take it. So it doesn’t make my life harder. Except that after you open that option, another halakhic rule may come and say, ah—but now you have to choose that option. Once it’s open, you are now also obligated to do it. Like the examples I brought earlier.
That’s why this issue of leniency and stringency is so confusing. In the next class I’ll try to move on from here and bring you to where I promised we would get. This is only the first step on the way. Any comments or questions? Okay. Goodbye. Thank you very much. Shalom.